Jonathan James Mott
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan James Mott ( ), a licensed former licensee with CE reference AUW134. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barrenjoey Asia Limited |
Rep | Type 4 — Advising on securities | 2026-01-14 | 2026-01-16 |
| Barrenjoey Asia Limited |
Rep | Type 4 — Advising on securities | 2025-05-19 | 2025-05-22 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2010-03-11 | 2021-03-15 |