Jonathan James Mott
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan James Mott, a licensed former licensee with CE reference AUW134. This person has 11.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barrenjoey Asia Limited | Rep | Type 4 - Advising on securities | 2026-01-14 | 2026-01-16 |
| Barrenjoey Asia Limited | Rep | Type 4 - Advising on securities | 2025-05-19 | 2025-05-22 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-03-11 | 2021-03-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jonathan James Mott during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.