Timothy Charles Aurel-Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Charles Aurel-Smith, a licensed former licensee with CE reference BGO735. This person has 0.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barrenjoey Asia Limited | Rep | Type 1 - Dealing in securities | 2025-10-28 | 2025-10-31 |
| Barrenjoey Asia Limited | Rep | Type 4 - Advising on securities | 2025-10-28 | 2025-10-31 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-03-12 | 2018-03-16 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-06-12 | 2017-06-16 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-05-05 | 2016-05-11 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-11-30 | 2015-12-05 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Timothy Charles Aurel-Smith during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.