Samuel Thomas Cochrane
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Thomas Cochrane, a licensed former licensee with CE reference BNJ872. This person has 2.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barrenjoey Asia Limited | Rep | Type 1 - Dealing in securities | 2025-10-23 | 2025-10-31 |
| Barrenjoey Asia Limited | Rep | Type 4 - Advising on securities | 2025-10-23 | 2025-10-31 |
| Barrenjoey Asia Limited | Rep | Type 1 - Dealing in securities | 2025-02-19 | 2025-02-24 |
| Barrenjoey Asia Limited | Rep | Type 4 - Advising on securities | 2025-02-19 | 2025-02-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-03 | 2021-03-02 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2018-09-03 | 2021-03-02 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2018-09-03 | 2021-03-02 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2018-09-03 | 2021-03-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Samuel Thomas Cochrane during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.