Chia-Hui (SFC:ASU227) Chen
陳佳慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chia-Hui (SFC:ASU227) Chen (陳佳慧), a licensed Representative with CE reference ASU227. Currently licensed at 1 firm(s): uSmart Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 34.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 — Dealing in securities | 2026-04-13 | present |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 — Advising on securities | 2026-04-13 | present |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 — Asset management | 2026-04-13 | present |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-16 | 2025-12-01 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-16 | 2025-12-01 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 9 — Asset management | 2024-01-16 | 2025-12-01 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-24 | 2023-11-01 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-24 | 2023-11-01 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-03-24 | 2023-11-01 |
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-18 | 2022-11-09 |
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-18 | 2022-11-09 |
| CWB Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2021-12-02 | 2022-02-08 |
| CWB Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2021-12-02 | 2022-02-08 |
| CWB Hong Kong Limited |
Rep | Type 9 — Asset management | 2021-12-02 | 2022-02-08 |
| CWB Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2021-05-10 | 2021-12-02 |
| CWB Hong Kong Limited |
RO | Type 4 — Advising on securities | 2021-05-10 | 2021-12-02 |
| CWB Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2021-03-12 | 2021-05-10 |
| CWB Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2021-03-12 | 2021-05-10 |
| Fortis, Sheriffs & Browns Asia Co. Limited | RO | Type 1 — Dealing in securities | 2019-01-09 | 2020-11-02 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-09 | 2020-11-02 |
| orientiert International Markets Limited | RO | Type 1 — Dealing in securities | 2019-01-09 | 2020-11-02 |
| Fortis, Sheriffs & Browns Asia Co. Limited | RO | Type 4 — Advising on securities | 2019-01-09 | 2020-11-02 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 4 — Advising on securities | 2019-01-09 | 2020-11-02 |
| orientiert International Markets Limited | RO | Type 4 — Advising on securities | 2019-01-09 | 2020-11-02 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-25 | 2019-01-09 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-25 | 2019-01-09 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-11 | 2016-06-02 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-11 | 2016-06-02 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-26 | 2013-02-07 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-13 | 2013-02-07 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-13 | 2013-02-07 |
| Aspen Hill Partners (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2009-11-02 | 2011-03-15 |
| Aspen Hill Partners (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2009-11-02 | 2011-03-15 |
| SJS Markets Limited |
Rep | Type 1 — Dealing in securities | 2009-04-21 | 2009-10-12 |