Kai Li
李凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Li (李凱), a licensed former licensee with CE reference ASF502. This person has 2.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MCM Investment Partners Limited (以曼睿資管名義經營業務) |
Rep | Type 9 - Asset management | 2021-08-20 | 2021-09-28 |
| New Vision Asset Management Limited 新盛資產管理有限公司 |
RO | Type 9 - Asset management | 2011-12-01 | 2012-10-19 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2010-11-11 | 2011-02-28 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2010-02-12 | 2011-02-28 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 9 - Asset management | 2010-02-12 | 2011-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.