Jichuan Yang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jichuan Yang ( ), a licensed former licensee with CE reference AOY296. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-25 | 2013-03-01 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-01 | 2011-01-31 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-04-01 | 2011-01-31 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-25 | 2009-12-09 |