Martin David
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Martin David, a licensed former licensee with CE reference ASF044. This person has 8.4 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-01-06 | 2018-06-04 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2017-01-06 | 2018-06-04 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2017-01-06 | 2018-06-04 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-26 | 2016-10-31 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-26 | 2016-10-31 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2010-09-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-08-27 | 2010-09-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-08-27 | 2010-09-30 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-08-27 | 2010-08-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-02 | 2009-05-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-01-02 | 2009-05-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Martin David during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.