Martin David
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Martin David ( ), a licensed former licensee with CE reference ASF044. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-01-06 | 2018-06-04 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2017-01-06 | 2018-06-04 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2017-01-06 | 2018-06-04 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-26 | 2016-10-31 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-26 | 2016-10-31 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2010-09-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-08-27 | 2010-09-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-08-27 | 2010-09-30 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-08-27 | 2010-08-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-02 | 2009-05-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-01-02 | 2009-05-08 |