Celia King Ki Chan
陳景琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Celia King Ki Chan (陳景琪), a licensed former licensee with CE reference ARW168. This person has 7.9 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-09 | 2017-02-02 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-21 | 2017-02-02 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-21 | 2013-04-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-06-11 | 2011-01-12 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-06-11 | 2011-01-12 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-06-11 | 2011-01-12 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-06-11 | 2011-01-12 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2010-06-11 | 2011-01-12 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2010-06-11 | 2011-01-12 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-29 | 2010-05-13 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-01-29 | 2010-05-13 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2008-12-18 | 2010-05-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Celia King Ki Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.