Wan Yim
嚴云
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Yim (嚴云), a licensed former licensee with CE reference ARV925. This person has 6.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-13 | 2019-07-02 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-08-13 | 2019-07-02 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-09 | 2015-07-31 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-09 | 2015-07-31 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-20 | 2013-04-24 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-07-20 | 2013-04-24 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-02-18 | 2011-08-19 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-01 | 2011-08-19 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-07 | 2010-03-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wan Yim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.