Kwok King Tao
陶國璟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok King Tao (陶國璟), a licensed former licensee with CE reference ARS312. This person has 3.5 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-16 | 2013-03-17 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-10-16 | 2013-03-17 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-21 | 2012-06-08 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-03-21 | 2012-06-08 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-09 | 2011-09-03 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-03-09 | 2011-09-03 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-09-14 | 2010-03-01 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-21 | 2010-03-01 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-01-21 | 2010-03-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-11-21 | 2009-01-13 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-13 | 2009-01-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok King Tao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.