Rongji Cao
曹熔基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rongji Cao (曹熔基), a licensed former licensee with CE reference BPQ858. This person has 2.0 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-05 | 2022-05-27 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-11 | 2022-05-27 |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-21 | 2021-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rongji Cao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.