Aashish Ashok Agarwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aashish Ashok Agarwal, CE reference ARQ376. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-02 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-01 | 2019-12-02 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-22 | 2012-11-01 |