Xiaobin Wang
王小賓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaobin Wang (王小賓), a licensed former licensee with CE reference ARG381. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-12 | 2024-07-17 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-12 | 2024-07-17 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-12-12 | 2024-07-17 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2016-05-04 | 2018-10-19 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2016-05-04 | 2018-10-19 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2016-05-04 | 2018-10-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-05-26 | 2015-09-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-05-26 | 2015-09-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-05-26 | 2015-09-15 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2014-05-26 | 2015-09-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2014-05-26 | 2015-09-15 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2014-05-26 | 2015-09-15 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-03-05 | 2014-04-14 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-21 | 2010-04-08 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-07-21 | 2010-04-08 |