Leona Wai Lam Pang
彭慧林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leona Wai Lam Pang (彭慧林), a licensed Representative with CE reference AQZ903. Currently licensed at 1 firm(s): BOCI Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-30 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-19 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-09 | 2010-07-07 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 — Dealing in securities | 2009-06-22 | 2009-10-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-05-14 | 2008-10-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2008-05-14 | 2008-10-21 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-05-14 | 2008-10-21 |