Yi Nga Suen
孫以雅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Nga Suen (孫以雅), a licensed former licensee with CE reference AQO247. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-07 | 2014-04-09 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-07 | 2014-04-09 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-02-07 | 2014-04-09 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-10 | 2014-01-16 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-11-10 | 2014-01-16 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-05 | 2011-07-05 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-05 | 2011-07-05 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2010-12-15 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-20 | 2010-12-15 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-10 | 2010-12-15 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2009-08-25 | 2009-10-30 |
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2009-08-25 | 2009-10-30 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-03-25 | 2009-05-21 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-12 | 2009-05-21 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-24 | 2008-10-15 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-24 | 2008-10-15 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2008-03-04 | 2008-06-30 |