Chun Nang Tsui
徐駿能
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Nang Tsui (徐駿能), a licensed Responsible Officer with CE reference AHA206. Currently licensed at 1 firm(s): MLB Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MLB Asset Management Limited |
RO | Type 9 — Asset management | 2018-08-09 | present |
| MLB Asset Management Limited |
RO | Type 4 — Advising on securities | 2016-09-23 | present |
| MLB Asset Management Limited |
Rep | Type 9 — Asset management | 2015-11-06 | 2018-08-09 |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 1 — Dealing in securities | 2014-12-18 | 2015-07-22 |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-12-18 | 2015-07-22 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-20 | 2014-12-18 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-11-20 | 2015-07-22 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-15 | 2014-12-18 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-06 | 2014-02-26 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-02-06 | 2014-02-26 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-05-31 | 2013-01-17 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-10 | 2013-01-17 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-04-10 | 2013-01-17 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-04-10 | 2013-01-17 |