Ying Chen
陳瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Chen (陳瑩), a licensed former licensee with CE reference APU686. This person has 9.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Elpis Capital Limited 天澤資本有限公司 |
RO | Type 9 - Asset management | 2015-01-09 | 2018-11-20 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-28 | 2013-04-15 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-21 | 2009-08-19 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-11 | 2008-09-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| da He | Elpis Capital Limited | 2016–2017 |
| Chi Ho Lam | Elpis Capital Limited | 2016–2017 |
| Yi Ting Choi Chan | Elpis Capital Limited | 2015–2016 |
| Fan Shi | Elpis Capital Limited | 2017–2018 |
| Ching Pong Ko | Elpis Capital Limited | 2016 |
| Ting Sze Tsoi | CLSA Research Limited | 2008–2009 |
| Andrew Charles Stotz | CLSA Research Limited | 2008–2009 |
| Yat Hei Chan | CLSA Research Limited | 2008–2009 |
| Wei Dai | CLSA Research Limited | 2008–2009 |
| Shaun Donald Cochran | CLSA Research Limited | 2008–2009 |
| Laurence Balanco | CLSA Research Limited | 2008–2009 |
| Deepti Chaturvedi | CLSA Research Limited | 2008–2009 |
| Yong Ho Chung | CLSA Research Limited | 2008–2009 |
| Alan Damian Dwerryhouse | CLSA Research Limited | 2008–2009 |
| Alfred Olmedo Dy | CLSA Research Limited | 2008–2009 |
| Heung Yik Leung | CLSA Research Limited | 2008–2009 |
| Oliver James Gray Matthew | CLSA Research Limited | 2008–2009 |
| Nigel Peter Muston | CLSA Research Limited | 2008–2009 |
| Christopher John Richter | CLSA Research Limited | 2008–2009 |
| Yew Kiang Wong | CLSA Research Limited | 2008–2009 |