Yu-Sheng Kai
開宇聲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu-Sheng Kai (開宇聲), a licensed former licensee with CE reference ALS659. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Integrity Capital Management (HK) Limited |
RO | Type 9 — Asset management | 2013-03-05 | 2020-06-29 |
| Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司 |
RO | Type 4 — Advising on securities | 2009-07-14 | 2010-01-14 |
| Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-07-14 | 2010-01-14 |
| Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司 |
RO | Type 9 — Asset management | 2009-07-14 | 2010-01-14 |
| Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-01 | 2009-07-14 |
| Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-06-01 | 2009-07-14 |
| Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司 |
Rep | Type 9 — Asset management | 2005-06-01 | 2009-07-14 |