Tsz Kwan Tam
譚子群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Kwan Tam (譚子群), a licensed former licensee with CE reference AFD463. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TRG Management Hong Kong Limited |
Rep | Type 9 — Asset management | 2013-12-16 | 2017-05-31 |
| Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-25 | 2013-11-30 |
| Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-05-25 | 2013-11-30 |
| Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司 |
Rep | Type 9 — Asset management | 2005-05-25 | 2013-11-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-26 |