Wing Tak Yan
甄穎德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Tak Yan (甄穎德), a licensed Representative with CE reference APQ792. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2018-12-17 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2018-12-17 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2018-12-17 | present |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-03-08 | 2018-09-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-19 | 2018-09-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-14 | 2009-09-14 |