Yue (SFC:APL764) Wang
王悅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue (SFC:APL764) Wang (王悅), CE reference APL764. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2022-08-02 | 2024-07-15 |
| Brookfield Advisors (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2022-08-02 | 2024-07-15 |
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2022-05-12 | 2022-08-02 |
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2022-05-12 | 2022-08-02 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-27 | 2022-03-24 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2019-08-27 | 2022-03-24 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-19 | 2022-03-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2013-01-14 | 2016-03-25 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-08 | 2012-11-23 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-08 | 2012-11-23 |
| FRM Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2010-07-07 | 2012-07-30 |
| FRM Hong Kong Limited |
Rep | Type 9 — Asset management | 2010-07-07 | 2012-07-30 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-24 | 2009-01-01 |