Chi Lik Tso
左自力
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Lik Tso (左自力), a licensed former licensee with CE reference APJ940. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hongkong Gaotejia Investment Management Co., Limited 香港高特佳投資管理有限公司 |
RO | Type 9 — Asset management | 2020-11-18 | 2021-06-18 |
| Hongkong Gaotejia Investment Management Co., Limited 香港高特佳投資管理有限公司 |
Rep | Type 9 — Asset management | 2020-10-07 | 2020-11-18 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-24 | 2020-08-27 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 4 — Advising on securities | 2020-07-24 | 2020-08-27 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 9 — Asset management | 2020-07-24 | 2020-08-27 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-03 | 2020-07-24 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 9 — Asset management | 2020-06-03 | 2020-07-24 |
| State Fortune Capital Management Limited 中國國銀資本管理有限公司 |
RO | Type 4 — Advising on securities | 2019-12-10 | 2020-05-15 |
| State Fortune Capital Management Limited 中國國銀資本管理有限公司 |
RO | Type 9 — Asset management | 2019-12-10 | 2020-05-15 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-13 | 2012-05-18 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-13 | 2012-05-18 |