Siu Yuen Tsang
曾兆源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Yuen Tsang (曾兆源), a licensed former licensee with CE reference AFI536. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-20 | 2008-09-05 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-11-20 | 2008-09-05 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-21 | 2008-09-05 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-21 | 2008-09-05 |
| Merdeka Securities Limited 領智證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-09-01 |
| Merdeka Securities Limited 領智證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-19 |
| Merdeka Securities Limited 領智證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-19 |
| Merdeka Securities Limited 領智證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-19 |