Pok Hiu Chan
陳博曉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pok Hiu Chan (陳博曉), a licensed former licensee with CE reference AQO193. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HTC Securities Company Limited |
RO | Type 4 — Advising on securities | 2012-05-30 | 2013-04-03 |
| State Fortune Capital Management Limited 中國國銀資本管理有限公司 |
RO | Type 4 — Advising on securities | 2012-03-30 | 2012-05-15 |
| HTC Securities Company Limited |
RO | Type 4 — Advising on securities | 2010-09-03 | 2011-06-12 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-21 | 2008-11-01 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-21 | 2008-11-01 |