Na Qiao
喬娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Na Qiao (喬娜), a licensed Representative with CE reference APJ854. Currently licensed at 2 firm(s): Goldman Sachs (Asia) Securities Limited, Goldman Sachs (Asia) L.L.C.. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-10-11 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2010-07-29 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2018-10-10 | 2021-07-23 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-07-29 | 2016-10-10 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-05-16 | 2010-04-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-08-20 | 2010-04-14 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-08-20 | 2010-04-14 |