Noriko Spiesshofer
中川典子
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Noriko Spiesshofer (中川典子), a licensed former licensee with CE reference APA564. This person has 5.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-04 | 2013-12-31 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-11-04 | 2013-12-31 |
| Point72 Hong Kong Limited | Rep | Type 9 - Asset management | 2012-06-01 | 2013-07-28 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-06-05 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-06-05 | 2011-06-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Noriko Spiesshofer during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.