Chi Yuen Lam
林志遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yuen Lam (林志遠), a licensed former licensee with CE reference AEV066. This person has 8.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Julius Baer (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-07-14 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-05-16 | 2011-06-13 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2007-04-26 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Yuen Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.