Ivan Guidi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivan Guidi ( ), a licensed former licensee with CE reference AFL822. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Julius Baer (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2009-07-28 | 2011-12-31 |
| Julius Baer (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2009-07-28 | 2011-12-31 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-06-27 | 2009-07-28 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-09-14 | 2009-07-28 |