Gregory Joseph Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gregory Joseph Lee, a licensed former licensee with CE reference APD818. This person has 8.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2014-08-15 | 2016-07-13 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2012-02-13 | 2014-05-16 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2012-02-13 | 2014-05-16 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 7 - Providing automated trading services | 2012-02-13 | 2014-05-16 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-06-24 | 2012-02-13 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-03 | 2012-02-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2007-06-28 | 2009-04-24 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2007-06-28 | 2009-04-24 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2007-06-28 | 2009-04-24 |