Wai Kin (SFC:APD151) Lee
李偉健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kin (SFC:APD151) Lee (李偉健), CE reference APD151. Currently licensed at 1 firm(s): Point72 Hong Kong Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Point72 Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2021-12-21 | present |
| Point72 Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2021-12-21 | present |
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2021-12-21 | present |
| Pinpoint Asset Management Limited 保銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-06-18 | 2021-12-08 |
| Snow Lake Capital (HK) Limited 雪湖資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-06-25 | 2020-03-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-10 | 2018-06-16 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-10 | 2018-06-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-10 | 2018-06-16 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2015-03-10 | 2018-06-16 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-11-14 | 2015-02-22 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-03 | 2015-02-22 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-05 | 2012-12-05 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-25 | 2009-10-08 |