John Xun Li
李迅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Xun Li (李迅), CE reference APC368. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinocon Capital International Limited 中聯國際資本有限公司 |
RO | Type 4 — Advising on securities | 2022-06-20 | 2025-02-12 |
| Sinocon Capital International Limited 中聯國際資本有限公司 |
RO | Type 9 — Asset management | 2022-06-20 | 2025-02-12 |
| Sinocon Capital International Limited 中聯國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-02 | 2022-06-20 |
| Sinocon Capital International Limited 中聯國際資本有限公司 |
Rep | Type 9 — Asset management | 2022-06-02 | 2022-06-20 |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
RO | Type 4 — Advising on securities | 2019-11-25 | 2022-04-06 |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
RO | Type 9 — Asset management | 2019-11-25 | 2022-04-06 |
| Pinxin (Hong Kong) Asset Management Co. Limited 品信(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2015-11-09 | 2017-01-11 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-14 | 2015-01-29 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-04-14 | 2015-01-29 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-07-19 | 2015-01-29 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-03-14 | 2013-07-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-06-25 | 2010-03-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-06-25 | 2010-03-23 |