Kai Chun Pang
彭啟晉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Chun Pang (彭啟晉), a licensed former licensee with CE reference AOJ337. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-10-20 | 2021-12-30 |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 9 — Asset management | 2021-10-20 | 2021-12-30 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
RO | Type 4 — Advising on securities | 2020-11-17 | 2021-07-31 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
RO | Type 9 — Asset management | 2020-11-17 | 2021-07-31 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
Rep | Type 4 — Advising on securities | 2020-09-08 | 2020-11-17 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
Rep | Type 9 — Asset management | 2020-09-08 | 2020-11-17 |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
RO | Type 4 — Advising on securities | 2018-03-15 | 2020-05-29 |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
RO | Type 9 — Asset management | 2018-03-15 | 2020-05-29 |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-06 | 2018-03-15 |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
Rep | Type 9 — Asset management | 2018-03-06 | 2018-03-15 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-27 | 2018-02-28 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 4 — Advising on securities | 2017-09-27 | 2018-02-28 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 9 — Asset management | 2017-09-27 | 2018-02-28 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-01-07 | 2016-05-25 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-01-07 | 2016-05-25 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-23 | 2014-10-22 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-23 | 2014-10-22 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-09-23 | 2014-10-22 |
| Admiral Investment Limited 安泓投資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-08 | 2014-09-01 |
| Admiral Investment Limited 安泓投資有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-08 | 2014-09-01 |
| Admiral Investment Limited 安泓投資有限公司 |
Rep | Type 9 — Asset management | 2013-11-08 | 2014-09-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-05 | 2012-04-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-05 | 2012-04-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-04 | 2011-05-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-04 | 2011-05-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-04 | 2011-05-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-15 | 2009-01-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-04 | 2009-01-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-01-04 | 2009-01-15 |