To Lam
林滔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for To Lam (林滔), a licensed former licensee with CE reference BCH538. This person has 1.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-02 | 2015-12-01 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-02-02 | 2015-12-01 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-23 | 2014-10-07 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-11-20 | 2014-10-07 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as To Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.