Simon Siu Man Chan
陳兆文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Siu Man Chan (陳兆文), a licensed former licensee with CE reference AOU037. This person has 8.0 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-07-12 | 2015-11-16 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-07-12 | 2015-11-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-07-12 | 2015-11-16 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-07-12 | 2015-11-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2013-07-12 | 2015-11-16 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2013-07-12 | 2015-11-16 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-13 | 2013-06-21 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-13 | 2013-06-21 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-25 | 2012-01-02 |
| MIS Services Limited | Rep | Type 9 - Asset management | 2007-10-22 | 2008-06-30 |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-05-09 | 2007-09-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Siu Man Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yun Man Lai | BCT Financial Limited | 2012–2013 |
| Kit Sum Leung | BCT Financial Limited | 2012–2013 |
| Yiu Fai Lok | BCT Financial Limited | 2012–2013 |
| King Yue Shek | BCT Financial Limited | 2012–2013 |
| Hung Luk Sze | BCT Financial Limited | 2012–2013 |
| Wing Wa Lau | BCT Financial Limited | 2012–2013 |
| Kar Po Wong | BCT Financial Limited | 2012–2013 |
| Chun Man Cheung | BCT Financial Limited | 2012–2013 |
| Cheuk Lan Chung | BCT Financial Limited | 2012–2013 |
| Hoi Lam Fung | BCT Financial Limited | 2012–2013 |
| Theona Lai Yan Ho | BCT Financial Limited | 2012–2013 |
| Fuk Ming Kwok | BCT Financial Limited | 2012–2013 |
| Yiu Tai Kwok | BCT Financial Limited | 2012–2013 |
| Eric Kam Ho Lam | BCT Financial Limited | 2012–2013 |
| Betsy Ka Shi Lau | BCT Financial Limited | 2012–2013 |
| Dior Yuen Man Lau | BCT Financial Limited | 2012–2013 |
| Chak Man Li | BCT Financial Limited | 2012–2013 |
| Yee Ping Lau | BCT Financial Limited | 2012–2013 |
| Sammy Tat Yan Leung | BCT Financial Limited | 2012–2013 |
| Kin Kee Lo | BCT Financial Limited | 2012–2013 |