Romain Georges Pierre Colas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Romain Georges Pierre Colas ( ), a licensed former licensee with CE reference AON781. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ovata Capital Management Limited 歐萬達基金管理有限公司 |
Rep | Type 9 — Asset management | 2021-08-05 | 2023-10-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-30 | 2019-07-29 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-30 | 2019-07-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-07 | 2017-09-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-07 | 2017-09-07 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-06-11 | 2015-02-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-06-11 | 2015-02-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-06-11 | 2015-02-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2012-06-11 | 2015-02-22 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-20 | 2012-03-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-11-14 | 2012-03-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-11-14 | 2012-03-09 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-11-14 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-02-07 | 2007-10-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-02-07 | 2007-10-29 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-02-07 | 2007-10-29 |