Romain Georges Pierre Colas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Romain Georges Pierre Colas, a licensed former licensee with CE reference AON781. This person has 14.1 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ovata Capital Management Limited 歐萬達基金管理有限公司 |
Rep | Type 9 - Asset management | 2021-08-05 | 2023-10-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-30 | 2019-07-29 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-10-30 | 2019-07-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-07 | 2017-09-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-05-07 | 2017-09-07 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2012-06-11 | 2015-02-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2012-06-11 | 2015-02-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-06-11 | 2015-02-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2012-06-11 | 2015-02-22 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2012-03-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-11-14 | 2012-03-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-11-14 | 2012-03-09 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-11-14 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-02-07 | 2007-10-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-02-07 | 2007-10-29 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-02-07 | 2007-10-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Romain Georges Pierre Colas during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.