Kin Cheung Chu
朱建彰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Cheung Chu (朱建彰), a licensed former licensee with CE reference ARQ377. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pelican Financial Limited 百利勤金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-09-10 | 2022-03-24 |
| Red Sun Capital Limited 紅日資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-24 | 2021-08-24 |
| Red Sun Capital Limited 紅日資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-05 | 2021-08-24 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-08 | 2017-05-10 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-01-08 | 2017-05-10 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-20 | 2015-12-23 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-14 | 2015-12-23 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-03-14 | 2015-12-23 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-09 | 2014-03-04 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-09 | 2014-03-04 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-09 | 2014-03-04 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-09 | 2011-04-16 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-02-09 | 2011-04-16 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-24 | 2009-12-07 |