Qiong (SFC:AOE681) Wu
吳穹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qiong (SFC:AOE681) Wu (吳穹), CE reference AOE681. Currently licensed at 3 firm(s): Guotai Junan FX Limited, Guotai Junan Futures (Hong Kong) Limited, Guotai Junan Securities (Hong Kong) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-09-09 | present |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-13 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-20 | present |