Xiaopin Wu
吳曉蘋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaopin Wu (吳曉蘋), a licensed former licensee with CE reference AOD811. This person has 10.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-03-05 | 2018-08-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-09-17 | 2011-07-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-21 | 2011-07-15 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2007-11-21 | 2011-07-15 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-13 | 2007-02-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-13 | 2007-02-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaopin Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wing Chiu Chan | BOCI Asia Limited | 2006–2007 |
| Yee Pui Cheung | BOCI Asia Limited | 2006–2007 |
| Yung Hoi Tse | BOCI Asia Limited | 2006–2007 |
| Arthur Cheng | BOCI Asia Limited | 2006–2007 |
| Chung Ho Man | BOCI Asia Limited | 2006–2007 |
| Andy To Chung Wai | BOCI Asia Limited | 2006–2007 |
| Victor Chi Wing Pang | BOCI Asia Limited | 2006–2007 |
| Kin Ming Marcus Woo | BOCI Asia Limited | 2006–2007 |
| Xiaomeng Wang | BOCI Asia Limited | 2006–2007 |
| Sarah Lai Wong | BOCI Asia Limited | 2006–2007 |
| Michael Man Cheong Cheng | BOCI Asia Limited | 2006–2007 |
| Fang Bian | BOCI Asia Limited | 2006–2007 |
| Kuangyu Cao | BOCI Asia Limited | 2006–2007 |
| Yin Tung Chan | BOCI Asia Limited | 2006–2007 |
| Rong Lu | BOCI Asia Limited | 2006–2007 |
| Yiu Kei Leung | BOCI Asia Limited | 2006–2007 |
| Ka Man Leung | BOCI Asia Limited | 2006–2007 |
| Tong Li | BOCI Asia Limited | 2006–2007 |
| Chi Kin Mak | BOCI Asia Limited | 2006–2007 |
| Rowena See Wai Ng | BOCI Asia Limited | 2006–2007 |