Lai Ming (SFC:AOD290) Chan
陳麗明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Ming (SFC:AOD290) Chan (陳麗明), a licensed former licensee with CE reference AOD290. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-13 | 2020-02-24 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 4 — Advising on securities | 2019-08-13 | 2020-02-24 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-07-30 | 2020-02-24 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-18 | 2019-08-13 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-29 | 2018-11-18 |
| Prior Securities Limited 昇悅證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-22 | 2018-08-07 |
| Central China International Futures Company Limited 中州國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-18 | 2017-11-10 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-09 | 2017-11-10 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-11 | 2017-02-21 |
| Forwin Securities Group Limited 富榮證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-22 | 2016-09-30 |
| Forwin Futures Group Limited 富榮期貨集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-08-22 | 2016-09-30 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-21 | 2016-07-17 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-12-21 | 2016-07-17 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-26 | 2015-12-17 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-24 | 2015-12-17 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-03 | 2009-07-08 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-10 | 2008-09-20 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-29 | 2007-09-27 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-08 | 2007-03-08 |