Wai Yip Ng
伍偉業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yip Ng (伍偉業), a licensed former licensee with CE reference AFI658. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2008-05-06 | 2008-11-01 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 4 — Advising on securities | 2007-11-10 | 2008-11-01 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-01 | 2007-11-10 |
| Alpha Nova Capital Management Limited |
RO | Type 4 — Advising on securities | 2007-08-21 | 2007-09-07 |
| Alpha Nova Capital Management Limited |
RO | Type 6 — Advising on corporate finance | 2007-08-21 | 2007-09-07 |
| Alpha Nova Capital Management Limited |
RO | Type 9 — Asset management | 2007-08-21 | 2007-09-07 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-06 | 2007-06-09 |
| Japan Asia Capital Limited 日亞資本有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2007-06-09 |