Tetsuo Yamashita
山下哲生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tetsuo Yamashita (山下哲生), a licensed former licensee with CE reference ABF689. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2016-10-31 |
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 4 — Advising on securities | present | 2016-10-31 |
| Japan Asia Asset Management Limited 日亞資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2013-08-20 |
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2016-08-03 |
| Japan Asia Asset Management Limited 日亞資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2013-08-20 |
| Japan Asia Capital Limited 日亞資本有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2010-05-01 |
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 9 — Asset management | present | 2016-10-31 |
| Japan Asia Asset Management Limited 日亞資產管理有限公司 |
RO | Type 9 — Asset management | present | 2013-08-20 |