Tzong-Shyan Lin
林宗賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tzong-Shyan Lin (林宗賢), CE reference ANX209. Currently licensed at 1 firm(s): Goldman Sachs Asset Management (Hong Kong) Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-06-20 | present |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-06-20 | present |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2023-06-20 | present |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-12 | 2023-06-20 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-12 | 2023-06-20 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-08-12 | 2023-06-20 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2008-04-30 | 2017-04-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2008-04-01 | 2017-04-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2008-04-01 | 2017-04-01 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2007-02-07 | 2008-03-01 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2007-02-07 | 2008-03-01 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2006-10-18 | 2008-03-01 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2006-10-18 | 2008-03-01 |