Alan Siu Lun Tso
曹肇棆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Siu Lun Tso (曹肇棆), a licensed former licensee with CE reference AOG305. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FUHAI SECURITIES LIMITED 富海證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-31 | 2024-08-02 |
| FUHAI SECURITIES LIMITED 富海證券有限公司 |
RO | Type 4 — Advising on securities | 2023-01-31 | 2026-02-02 |
| FUHAI SECURITIES LIMITED 富海證券有限公司 |
RO | Type 9 — Asset management | 2023-01-31 | 2026-02-02 |
| FUHAI SECURITIES LIMITED 富海證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-19 | 2023-01-31 |
| FUHAI SECURITIES LIMITED 富海證券有限公司 |
Rep | Type 9 — Asset management | 2023-01-19 | 2023-01-31 |
| Fenghua Asset Management Limited 豐華資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-11-01 | 2022-06-30 |
| Fenghua Asset Management Limited 豐華資產管理有限公司 |
RO | Type 9 — Asset management | 2019-11-01 | 2022-06-30 |
| Fenghua Asset Management Limited 豐華資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-30 | 2019-11-01 |
| Fenghua Asset Management Limited 豐華資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-30 | 2019-11-01 |
| Senchi Morgan Assets Management Limited 盛世摩根資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-09-13 | 2019-08-31 |
| Senchi Morgan Assets Management Limited 盛世摩根資產管理有限公司 |
RO | Type 9 — Asset management | 2017-09-13 | 2019-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-12-05 | 2007-05-15 |