Alan Siu Lun Tso
曹肇棆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Siu Lun Tso (曹肇棆), a licensed Responsible Officer with CE reference AOG305. Currently licensed at 1 firm(s): Sirenia Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.3 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sirenia Capital Limited 浩泓資本有限公司 |
RO | Type 4 - Advising on securities | 2026-06-24 | present |
| Sirenia Capital Limited 浩泓資本有限公司 |
RO | Type 9 - Asset management | 2026-06-24 | present |
| FUHAI SECURITIES LIMITED 富海證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-01-31 | 2024-08-02 |
| FUHAI SECURITIES LIMITED 富海證券有限公司 |
RO | Type 4 - Advising on securities | 2023-01-31 | 2026-02-02 |
| FUHAI SECURITIES LIMITED 富海證券有限公司 |
RO | Type 9 - Asset management | 2023-01-31 | 2026-02-02 |
| FUHAI SECURITIES LIMITED 富海證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-01-19 | 2023-01-31 |
| FUHAI SECURITIES LIMITED 富海證券有限公司 |
Rep | Type 9 - Asset management | 2023-01-19 | 2023-01-31 |
| Fenghua Asset Management Limited 豐華資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-11-01 | 2022-06-30 |
| Fenghua Asset Management Limited 豐華資產管理有限公司 |
RO | Type 9 - Asset management | 2019-11-01 | 2022-06-30 |
| Fenghua Asset Management Limited 豐華資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-30 | 2019-11-01 |
| Fenghua Asset Management Limited 豐華資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-09-30 | 2019-11-01 |
| Senchi Morgan Assets Management Limited 盛世摩根資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-09-13 | 2019-08-31 |
| Senchi Morgan Assets Management Limited 盛世摩根資產管理有限公司 |
RO | Type 9 - Asset management | 2017-09-13 | 2019-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-12-05 | 2007-05-15 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Siu Lun Tso during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Ming Leung | FUHAI SECURITIES LIMITED | 2023–2026 |
| Ricky Kai Ming Chan | Fenghua Asset Management Limited | 2019–2022 |
| King Fai Ho | Senchi Morgan Assets Management Limited | 2017–2019 |
| Linda Hui Feng Gao | Senchi Morgan Assets Management Limited | 2017–2019 |
| Sze Yung Yu | Fenghua Asset Management Limited | 2021–2022 |
| Zhe Liu | Fenghua Asset Management Limited | 2021–2022 |
| Chi Bun Tang | Senchi Morgan Assets Management Limited | 2018–2019 |
| Luen On Tsui | Senchi Morgan Assets Management Limited | 2018–2019 |
| Ruochen Wang | Fenghua Asset Management Limited | 2021–2022 |
| Chung Hang Sunny Yip | Fenghua Asset Management Limited | 2019–2020 |
| Tse Fung Lau | Fenghua Asset Management Limited | 2019–2020 |
| Tsang Mo Chan | Fenghua Asset Management Limited | 2020 |
| Simon Tak Lung Yau | Fenghua Asset Management Limited | 2022 |
| I-Teng Cheng | FUHAI SECURITIES LIMITED | 2023 |
| Shek Hang Yu | Sirenia Capital Limited | 2026–present |
| Chun Hei Ng | Sirenia Capital Limited | 2026–present |
| Yiu Kwok Chen | Sirenia Capital Limited | 2026 |