Kelvin Sze Wai Poon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelvin Sze Wai Poon (潘仕偉), a licensed Responsible Officer with CE reference ANU253. Currently licensed at 1 firm(s): China Everbright Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.5 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-05-16 | present |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
RO | Type 4 - Advising on securities | 2017-01-24 | present |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
RO | Type 9 - Asset management | 2017-01-24 | present |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-01 | 2017-01-24 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 9 - Asset management | 2016-09-01 | 2017-01-24 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-27 | 2016-09-01 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-05-27 | 2016-09-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-08-08 | 2009-12-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-14 | 2009-12-05 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-15 | 2008-06-16 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-15 | 2008-06-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kelvin Sze Wai Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.