Kelvin Sze Wai Poon
潘仕偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelvin Sze Wai Poon (潘仕偉), CE reference ANU253. Currently licensed at 1 firm(s): China Everbright Investment Management Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-16 | present |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
RO | Type 4 — Advising on securities | 2017-01-24 | present |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
RO | Type 9 — Asset management | 2017-01-24 | present |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-01 | 2017-01-24 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 9 — Asset management | 2016-09-01 | 2017-01-24 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-27 | 2016-09-01 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-05-27 | 2016-09-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-08-08 | 2009-12-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-14 | 2009-12-05 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-15 | 2008-06-16 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-15 | 2008-06-16 |