Xiaohan Zhao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaohan Zhao (趙小寒), a licensed Responsible Officer with CE reference BOF377. Currently licensed at 1 firm(s): China Everbright Investment Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
RO | Type 4 - Advising on securities | 2023-06-21 | present |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
RO | Type 9 - Asset management | 2023-06-21 | present |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-19 | 2023-06-21 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 9 - Asset management | 2019-03-19 | 2023-06-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaohan Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.