Graham Edward Barnes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Graham Edward Barnes ( ), a licensed former licensee with CE reference AAG447. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Progeny (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2010-07-09 | 2012-03-31 |
| Progeny (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2010-07-09 | 2012-03-31 |
| Wilfred T. Fry (Personal Financial Planning) Limited | RO | Type 1 — Dealing in securities | 2007-11-26 | 2010-07-09 |
| Wilfred T. Fry (Personal Financial Planning) Limited | RO | Type 4 — Advising on securities | present | 2010-07-09 |
| Wilfred T. Fry (Personal Financial Planning) Limited | RO | Type 6 — Advising on corporate finance | present | 2006-05-30 |
| Wilfred T. Fry (Personal Financial Planning) Limited | RO | Type 9 — Asset management | present | 2007-04-03 |