Graham Edward Barnes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Graham Edward Barnes, a licensed former licensee with CE reference AAG447. This person has 9.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Progeny (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2010-07-09 | 2012-03-31 |
| Progeny (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2010-07-09 | 2012-03-31 |
| Wilfred T. Fry (Personal Financial Planning) Limited | RO | Type 1 - Dealing in securities | 2007-11-26 | 2010-07-09 |
| Wilfred T. Fry (Personal Financial Planning) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2010-07-09 |
| Wilfred T. Fry (Personal Financial Planning) Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2006-05-30 |
| Wilfred T. Fry (Personal Financial Planning) Limited | RO | Type 9 - Asset management | Pre-2003 | 2007-04-03 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Graham Edward Barnes during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.