Ziyi Song
宋子一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ziyi Song (宋子一), a licensed former licensee with CE reference ANT825. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-21 | 2021-07-23 |
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-21 | 2021-07-23 |
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-21 | 2021-07-23 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-08 | 2020-08-17 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-08 | 2020-08-17 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-08 | 2020-08-17 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-11-08 | 2020-08-17 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-07-03 | 2017-10-31 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2015-04-27 | 2016-03-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-07-05 | 2015-03-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-07-05 | 2015-03-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-07-05 | 2015-03-02 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2010-07-05 | 2015-03-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2010-07-05 | 2015-03-02 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2010-07-05 | 2015-03-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-09-11 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2006-09-11 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2006-09-11 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2006-09-11 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2006-09-11 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2006-09-11 | 2009-01-12 |