Nan Wang
王楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan Wang (王楠), a licensed former licensee with CE reference ANS070. This person has 8.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-09-28 | 2025-08-15 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-23 | 2020-09-28 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-23 | 2025-08-15 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-03-23 | 2025-08-15 |
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-12-02 | 2009-12-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-05-15 | 2008-09-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-05-15 | 2008-09-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-31 | 2007-03-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-07-31 | 2007-03-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nan Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.