William David Ashworth
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William David Ashworth ( ), a licensed former licensee with CE reference BBN729. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
RO | Type 1 — Dealing in securities | 2019-02-25 | 2024-02-29 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
RO | Type 4 — Advising on securities | 2019-02-25 | 2024-02-29 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-17 | 2019-02-25 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-17 | 2019-02-25 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-09 | 2013-07-10 |