Man Yi Wu
吳文尔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Yi Wu (吳文尔), a licensed former licensee with CE reference ANJ302. This person has 10.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2021-09-26 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-05-08 | 2021-09-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-19 | 2017-10-02 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-07 | 2011-10-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Man Yi Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.